Year: 2012

Another Insider Trading Case Against a Market Professional

Insider trading has long been a critical focus of enforcement officials. The actions by the Manhattan U.S. Attorney’s Office and the SEC against former SAC Capital employee Mathew Martoma have fueled speculation regarding the development of the on-going probes into

Tagged with: ,

This Week In Securities Litigation (Week ending November 30, 2012)

This week SEC Chairman Mary Schapiro announced her resignation, effective December 14, 2012. Commissioner Walter was designated as Chairman, effective after Ms. Schapiro’s departure. Ms. Walter has indicated she will only remain as a member of the Commission for a

Tagged with: , , ,