Year: 2012

The SEC, Subpoenas and Protecting Privilege

Every SEC investigation potentially involves questions about the attorney-client privilege, the work product doctrine and inadvertent waiver. The typical investigation begins with a broad-based request for documents. The proposed time frame for the production is typically circumspect. Not infrequently the

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This Week In Securities Litigation (Week ending November 9, 2012)

The Supreme Court heard argument in a significant securities case this week. The question the High Court will resolve later this term is whether a securities law plaintiff relying on the fraud-on-the-market theory must, at the class certification stage, prove

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