Year: 2012

This Week In Securities Litigation (Week ending September 7, 2012)

This week the Commission filed three actions against former employees of Robert Allen Stanford’s one time empire. Two cases involved Chinese companies. One is a fraud action involved a Chinese reverse merger while the other centered on the sale of

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Another Insider Trading Case Against A Professional

Professionals seem to becoming into the cross hairs of insider trading enforcement. Last week the Commission filed a series of insider trading cases centered on Georgia based CPA Thomas Melvin who had been consulted by a corporate board member, learned

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