Year: 2012

Trends In SEC Enforcement Actions: Focus On Individuals, Insider Trading

The SEC is on pace to settle a record number of enforcement actions, according to a new report released by NERA Economic Consulting (here). This trend is being driven by a marked rise in the number of actions against individuals,

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This Week In Securities Litigation (Week ending June 30, 2012)

There were news reports this week that Ponzi king Bernard Madoff’s brother, Peter, has agreed to plead guilty to criminal charges that will land him in jail for ten years. At the same time the NY AG settled a case

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