Year: 2012

SEC Order Vacated For Failing To Consistently Apply Its Rule

The D.C. Circuit vacated another Commission determination last week. Again, the order was not based on the merits. Again, it was based on the failure of the agency to comply with procedural requirement. Earlier this year the Circuit Court vacated

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This Week In Securities Litigation (Week ending June 22, 2012)

SEC Chairman Mary Schapiro appeared before Congress twice this week to testify. Before a Senate Committee she testified about mutual fund reform while before a House Committee her remarks focused on the loss at JPMorgan. SEC enforcement brought actions centered

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