Year: 2012

THIS WEEK IN SECURITIES LITIGATION (Week ending May 25, 2012)

This week much of the news was dominated by two events. One was the difficulties and issues surrounding the IPO for Facebook. The other was the insider trading trial of Rajat Gupta, formerly a Goldman Sachs director. Congress heard testimony

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PROTECTING INVESTORS IN THE U.S. AND ABROAD

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country. Other regulators in this country and abroad face similar issues in protecting investors. A sample of recent actions from other regulators includes:

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