Year: 2012

NEITHER ADMIT NOR DENY IS NOT THE ISSUE IN SEC SETTLEMENTS

The SEC’s long established settlement practice of resolving enforcement actions without requiring an admission of liability – that is, on a neither admit nor deny basis – came under scrutiny again last week. On May 17, 2012 a House Committee

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THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012)

THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012) The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations. A House Committee heard testimony from

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