Month: July 2012

SEC enforcement brought another insider trading action this week in addition to a case alleging a manipulation, one claiming violations of Regulation M, Rule 105 and one alleging a failure to supervise. The Manhattan U.S. Attorney’s Office secured another guilty …

This Week In Securities Litigation (Week ending July 27, 2012) Read More »

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There was another guilty plea in the expert network insider trading cases yesterday. This time it was John Kinnucan, the founder of Broadband Research, LLC of Portland, Oregon. When the expert network cases began Mr. Kinnucan was a very vocal …

Another Guilty Plea In The Expert Network Insider Trading Investigation Read More »

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