Month: March 2012

THIS WEEK IN SECURITIES LITIGATION (Week ending March 30, 2012)

In rare acts of bipartisanship, the House and Senate passed two securities bills this week. One is the JOBS act which has little to do with creating jobs and lots to do with simplifying the regulatory requirements for certain companies

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ANOTHER SEC COOPERATION AGREEMENT

Last week the Commission declined to prosecute a senior executive at AXA Rosenberg who entered into a cooperation agreement. The announcement detailed the reasons for the action, including his assistance to the staff as well as the fact that he

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