Year: 2011

The expert network insider trading investigation continues to expand in a fashion similar to its predecessor, the Galleon insider trading cases. Four additional individuals, each at a different hedge funds were named in criminal charges Tuesday. Two pleaded guilty. To …

THE EXPERT NETWORK INSIDER TRADING PROBE CONTINUES TO EXPAND Read More »

The Commission prevailed in an insider trading case, winning a jury verdict determining that Vinayak Gowrish violated Exchange Act Section 10(b) in connection with three transactions. SEC v. Gowrish, 09-CV-5883 (N.D. Cal. Filed Dec. 16, 2009). The SEC’s complaint charged …

SEC WINS INSIDER TRADING TRIAL Read More »