Year: 2011

Insider trading is a key enforcement priority for the SEC and the DOJ. Now however it has become a populist issue centered on members of congress. There have been repeated reports of Congressional members raking in huge profits by using …

INSIDER TRADING AND MEMBERS OF CONGRESS Read More »

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The SEC continues to be aggressive in brining insider trading cases, filing its latest action on “information and belief” and “suspicious trading.” SEC v. All Know Holdings Ltd., Case No. 11 cv 8605 (N.D. Ill. Filed Dec. 5, 2011). The …

AN AGGRESSIVE INSIDER TRADING CASE – BUT IS THERE A SOURCE? Read More »

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