SEC Enforcement got mixed results yesterday. There was an appearance before Judge Rakoff at the hearing on the proposed settlement of its Citigroup case. That action is one of its most important market crisis cases (here). There was also the …
SEC Enforcement got mixed results yesterday. There was an appearance before Judge Rakoff at the hearing on the proposed settlement of its Citigroup case. That action is one of its most important market crisis cases (here). There was also the …
The battle lines have been drawn over the proposed settlement in the SEC’s action against Citigroup Global Markets, Inc. SEC v. Citigroup Global Markets, Inc., Civil Action No. 1:11-cv-07387 (S.D.N.Y.)(here). Judge Rakoff entered an order posing a series of questions …
THE BATTLE LINES ARE DRAWN OVER THE CITIGROUP SETTLEMENT Read More »