Year: 2011

The Commission prevailed on a motion for summary judgment against the founder and chief investment officer of a registered investment company, Leila Jenkins. The complaint centered on allegations that about $1.2 billion of the $1.3 billion the fund claimed to …

SEC PREVAILS ON SUMMARY JUDGMENT Read More »

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Three recent auction rate securities cases provide an interesting glimpse into the events which lead to the market crisis and the difficulties of litigating claims relating to it. Each centers in 2007 and 2008 as the market for these securities …

A TALE OF THREE ARS CASES Read More »

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