Year: 2011

The SEC and Tenaris S.A resolved and FCPA case with a deferred prosecution agreement. It is the first deferred prosecution agreement under the initiative the Commission announced last year. The company also settled FCPA charges with the Department of Justice, …

THE SEC’S FIRST DEFERRED COOPERATION AGREEMENT: A NEW APPROACH? Read More »

SEC Enforcement completed its most comprehensive reorganization since the Division was created in the early 1970s. A new director, deputy director and other senior personnel have taken over. New specialty units have been created. The management structure has been streamlined. …

CAN THE COMMISSION MOVE PAST THE SCANDALS? Read More »