The Dodd-Frank Act is considered by many to be the most significant piece of financial reform legislation since the securities laws were written in the 1930s. It also may well contain more directives to agencies to write new rules and …

DODD-FRANK: TOO MANY REGULATIONS TOO FAST? Read More »

This is the second in a series of articles that will be published periodically analyzing the direction of SEC enforcement. In recent testimony before Congress, SEC Chairman Mary Schapiro listed eight different areas in which rules had recently been adopted. …

SEC ENFORCEMENT TRENDS 2011: MARKET REFORM Read More »