Year: 2011

THIS WEEK IN SECURITIES LITIGATION (February 11, 2011)

Market reform, insider trading and the FCPA continue to dominate securities regulation and enforcement, along with the budget short falls at the SEC. The inability of law makers on to agree on a budget and furnish the SEC with the

SEC ENFORCEMENT TRENDS 2011: THE SEC IN COURT

This is the sixth in a series of articles that will be published periodically analyzing the direction of SEC enforcement. Most SEC enforcement investigations end with a settlement. Few corporations are willing to litigate with the Commission. Even fewer regulated

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