Year: 2011

THIS WEEK IN SECURITIES LITIGATION (January 28, 2011)

The Financial Crisis Inquiry Commission issued its report this week noting that the crisis was avoidable, there was a widespread failure of financial regulation and a systematic breakdown in accountability and ethics. At the same time the SEC continued to

TWO MORE GALLEON RELATED INSIDER TRADING CASES

As the Galleon trial approaches the insider trading ring that that began with two Ropes and Gray associates and the Galleon investigation keep spawning insider trading cases. Two new SEC civil insider trading actions and a criminal case were filed.

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