Two legislative proposals which would reorganize the SEC and impact the manner in which regulations are enacted are pending before the House Financial Services Committee. These proposals were considered at a hearing last week entitled “Fixing the Watchdog: Legislative Proposals …
Year: 2011
THIS WEEK IN SECURITIES LITIGATION (September 16, 2011)
As the week drew to a close reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe. At the same time …
THIS WEEK IN SECURITIES LITIGATION (September 16, 2011) Read More »
Tagged with: bid rigging, congress, FCPA, financial fraud, Insider trading, investment fund fraud, SEC reform