Year: 2011

THIS WEEK IN SECURITIES LITIGATION (July 22, 2011)

Congress reviewed the implementation of Dodd-Frank, hearing testimony from the SEC Chairman and others. The Commission, along with other agencies and the Fed also submitted a report on risk management to Senate and House Committees pursuant to Dodd-Frank. In what

Tagged with: , , , ,

IS THE SEC REDEFINING INSIDER TRADING?

The SEC has been aggressive in bringing insider trading cases. While the high profile Galleon and expert network criminal cases typically garner the headlines, it is the actions being brought by the SEC which may have a much more significant

Top