Year: 2011

The SEC and the DOJ resolved another bid-rigging case related to anticompetitive practices in the municipal securities markets. This is one of a series in an ongoing investigation. The SEC also prevailed on a summary judgment motion in an investment …

THIS WEEK IN SECURITIES LITIGATION (July 8, 2011) Read More »

The Supreme Court’s decision in Central Bank of Denver v. First Interstate Bank of Denver, 511 U.S. 164 (1994) has had a significant impact on securities litigation since it was handed down. The 1994 decision held that there is no …

CENTRAL BANK CONTINUES TO LIMIT SECURITIES FRAUD ACTIONS Read More »

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