Year: 2011

The Supreme Court continues to grant certiorari in securities cases. This week the High Court agreed to hear a case involving the application of the statute of limitations in Exchange Act Section 16(b) case. The Commission had mixed results in …

THIS WEEK IN SECURITIES LITIGATION (July 1, 2011) Read More »

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Last week Morgan Keegan & Co. settled an administrative proceeding centered on the market crisis which claimed that the NAV calculations for certain investment funds made as the markets catapulted downward were false. In contrast, this week the firm prevailed …

SUMMARY JUDGMENT GRANTED AGAINST SEC IN ARS CASE Read More »