Year: 2011

THIS WEEK IN SECURITIES LITIGATION (June 10, 2011)

The Supreme Court handed its second ruling this Term which favors plaintiffs in securities class actions. What may well be the most important securities decision by the Court this term has yet to be decided. SEC enforcement brought additional insider

CREDIBILITY AND DEFENDING SEC INVESTIGATIONS

Defending a company or an individual in an SEC investigation is, like representing a client in court, more often than not about credibility. The approach and tactics must be credible. Counsel and the client must be credible. Good, well prepared

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