Year: 2011

THIS WEEK IN SECURITIES LITIGATION (April 1, 2011)

In the week ending with “April Fools Day,” the Commission continued to issue proposed regulations to implement the Dodd-Frank Wall Street and Consumer Protection Act. SEC Enforcement focused on investment fund fraud actions, filing or resolving seven cases. The Commission

SEC ENFORCEMENT: MORE CASES, MORE INVESTEMENT FUND FRAUD ACTIONS

The retooled SEC enforcement program is filing more cases and securing judgments for more dollars than in prior years according to the statistics (here). A significant component of those statistics is investment fund fraud actions. Once considered difficult to discover

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