Year: 2011

THIS WEEK IN SECURITIES LITIGATION (March 25, 2011)

The Galleon insider trading trial continues this week in New York. In another New York court room the Commission struggled to have a partial settlement approved by the court. While the agency secured the necessary approval it was not without

SEC SETTLEMENTS: IS “NEITHER ADMIT NOR DENY” A THING OF THE PAST?

There was a time when the SEC settled a case, filed the papers with the court and the action was resolved. That still happens in most of its cases. But to paraphrase a well know poet and song writer “the

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