Month: January 2011

SEC TRENDS 2011: CLOSE COOPERATION

This is the fourth in a series of articles that will be published periodically analyzing the direction of SEC enforcement. Article 1 is here, 2 here and 3 here. In a recent speech Attorney General Eric Holder emphasized the need

THIS WEEK IN SECURITIES LITIGATION (January 28, 2011)

The Financial Crisis Inquiry Commission issued its report this week noting that the crisis was avoidable, there was a widespread failure of financial regulation and a systematic breakdown in accountability and ethics. At the same time the SEC continued to

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