The Manhattan U.S. Attorney’s Office and the SEC continue to bring cases in tandem. This time however, it is not insider trading, but financial fraud involving Vitesse Semiconductor Corporation, a California based integrated circuit maker and four of its former …

PARALLEL FINANCIAL FRAUD ACTIONS Read More »

Attorney General Eric Holder, in remarks at the Western Regional Financial Fraud Enforcement Task Force Summit on December 10, 2010, emphasized the need to continue to “make use of the full range of parallel criminal and civil enforcement resources to …

THE CRIMINALIZATION OF SECURITIES ENFORCEMENT AND OVERREACHING Read More »