Year: 2010

The former CEO and COO of one of the primary manufacturers of body armor for the U.S. military were convicted of fraud, insider trading and obstruction of justice following an eight-month jury trial. U.S. v. Brooks (E.D.N.Y.). David H. Brooks …

FORMER CEO AND COO OF BULLET PROOF VEST MAKER CONVICTED Read More »

Many of the Commission’s insider trading cases settle are settled on filing. Last Friday however, the SEC filed a case in which an insider is alleged to have tipped his long-time friend and business associate which did not follow the …

AN INSIDER TRADING CASE IN LITIGATION Read More »