Year: 2010

Cooperation is often critical to effective law enforcement. SEC enforcement director Robert Khuzami has acknowledged this point in recent public remarks, noting that he would like to develop incentives to encourage more cooperation by individuals. For corporations, the SEC, like …

EARNING COOPERATION CREDIT IN AN FCPA CASE Read More »

This is the conclusion to a series of articles examining future trends in securities enforcement. The SEC has long been the leader in securities enforcement, not just in the United States, but around the globe. Its hard and often visionary …

CONCLUSION: TRENDS IN SECURITIES ENFORCEMENT 2010 Read More »