Year: 2010

This is the third in a series of articles examining future trends in securities enforcement An examination of selected cases brought by the SEC last year in conjunction with the information about the reorganization of the Division suggests the future …

SELECTED ENFORCEMENT CASES: MARKET CRISIS AND INSIDER TRADING Read More »

This is the second in a series of articles examining future trends in securities enforcement The SEC’s authority will almost certainly be augmented by Congress later this year as discussed in the initial segment of this series. What has received …

REJUVINATING ENFORCEMENT Read More »