Year: 2010

THIS WEEK IN SECURITIES LITIGATION (December 10, 2010)

DOJ announced “Operation Broken Trust” this week, a sweep focused on investment fund fraud. It is being conducted by the Justice Department along with the SEC, CFTC, IRS and others. A new report shows that the number of SEC settlements

INSIDER TRADING: A FAMILY AFFAIR

First, there were two sisters and their husbands. The couples used inside information transmitted across the globe to trade and profit illegally (here). Then, there were two brothers-in-law who used inside information to trade and reap illegal profits (here). All

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