Year: 2010

THIS WEEK IN SECURITIES LITIGATION (October 22, 2010)

The SEC debated proposed regulations to implement sections of Dodd-Frank as the U.S. Attorney for the Southern District of New York discussed what appears to be a renewed war on insider trading. Insider trading on Wall Street is “rampant” U.S.

MAKING A BAD DAY WORSE

Former SEC Enforcement Director Steve Cutler once told a meeting of the DC Bar Association that “no matter how bad the underlying conduct, you can always make things worse.” At the time Mr. Cutler was talking about failing to produce

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