Year: 2010

Reform efforts continued this week with the introduction of a bill in the House of Representatives focused on the risk posed by large companies. The Galleon cases continued to move forward with the return of indictments against seven more individuals. …

THIS WEEK IN SECURITIES LITIGATION (January 29, 2010) Read More »

Since at least the beginning of the market crisis when it took emergency actions, short selling has been a key focus for the Commission. Last year, it passed new regulations on short selling. The agency also filed its first naked …

A CONTINUED FOCUS ON SHORT SELLING Read More »