Year: 2010

THIS WEEK IN SECURITIES LITIGATION (September 24, 2010)

On Capital Hill, hearings were held on the state of SEC Enforcement. A bill passed a Senate Committee to repeal Section 9291 of Dodd-Frank which gives the SEC authority to withhold certain documents from FOIA requests. In addition, legislation passed

SEC ENFORCEMENT: MOVING FORWARD BUT MILES TO GO

The Senate Committee on the Judiciary heard testimony yesterday on what might be called the current state of rejuvenating SEC Enforcement. Witnesses included Division Director Robert Khuzami, Fort Worth Regional Office Director Rose Romero and SEC Inspector General H. David

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