Year: 2010

While the ink is drying on Dodd-Frank, Congress began considering repealing at least one section which appears to have given the Commission the authority to withhold a significant amount of material from FOIA requests and perhaps other demands for documents. …

THIS WEEK IN SECURITIES LITIGATION (Aug. 6, 2010) Read More »

The Commission filed another settled insider trading case involving a father and son. This case is unusual in two respects. First, the father is Thomas P. Flanagan, a CPA who was the Vice Chairman of Deloitte, resident in its Chicago …

FORMER DELOITTE AUDIT PARTNER SETTLES INSIDER TRADING CHARGES Read More »