Year: 2010

THIS WEEK IN SECURITIES LITIGATION (January 22, 2010)

This week, the Administration announced new proposals aimed at limiting the activities of financial institutions to end the “too big to fail” doctrine. The Justice Department unveiled more “blue collar tactics in white collar cases,” disclosing a sting operation which

ENCOURAGING COOPERATION

SEC Enforcement Director Robert Khuzami has frequently discussed the need to encourage cooperation as a means of strengthening Enforcement. Last week, for example, the Division Director announced new provisions to encourage individuals and business organizations to cooperate with the SEC

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