Year: 2010

THIS WEEK IN SECURITIES LITIGATION (June 11, 2010)

Dell, Inc. filed a 10-KA late on Thursday reporting that it has revised the financial results previously reported to record a $100 million liability for a potential settlement of an SEC investigation. While the filing did not provide the terms

SEC SETTLES WITH TWO MORE IN LUCENT FINANCIAL FRAUD CASE

The Commission settled with two more defendants in its long running financial fraud action, SEC v. Lucent Technologies, Inc., Case No. 04-2315 (D.N.Y. Filed May 17, 2004). The settlements were with defendants Jay Carter, the former president of Lucent’s AT&T

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