Year: 2010

THIS WEEK IN SECURITIES LITIGATION (May 7, 2010)

One SEC Commissioner spoke out in favor of the merger of the SEC and CFTC this week, while a Justice Department official noted that, as part of building a stronger relationship with the SEC, criminal cases would no longer automatically

THE COMMISSION CONTINUES TO FOCUS ON PONZI SCHEMES

The Inspector General’s report on the repeated failures to halt the Stanford schemes notes in part that there was a perception on the part of some enforcement staff that there was little interest in bringing Ponzi scheme cases. This rationale

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