Year: 2010

THIS WEEK IN SECURITIES LITIGATION (April 9, 2010)

This week the SEC proposed new rules regarding asset backed securities while Chairman Mary Schapiro, in an op-ed article in the Washington Post, called for the Senate financial reform bill to be strengthened. SEC enforcement saw another of its proposed

ANOTHER ACTION AGAINST MORGAN KEEGAN

First, it was auction rate securities. Now, it is fund pricing tied to sub-prime loans. The aftermath of the market crisis is leaving Morgan Keegan & Co. facing two SEC actions. Last year, the Commission filed an action against the

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