Year: 2010

THIS WEEK IN SECURITIES LITIGATION (April 2, 2010)

As the first quarter closed, the Supreme Court handed down its decision on mutual fund fees. The SEC brought more insider trading cases and settled with one defendant in a Galleon-related case. In the latest chapter of the criminal option

LIQUIDITY PROBLEMS OF COMPANY YIELDS TWO INSIDER TRADING CASES

The Commission filed its second settled insider trading case arising out of the financial difficulties of Blueknight Energy Partners, LP, previously known as SemGroup Energy Partners LP. SEC v. Navarro, Civil Action No. 4:10-CV-189 (N.D. Okla. Filed March 31, 2010).

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