Month: February 2010

Ponzi schemes and investment fund frauds have become the new staple of the SEC Enforcement Division. Last year, the Commission brought over 100 cases involving these scams which at one time were thought hard to find. Almost all of the …

THE “FAILURE TO LAUNCH” INVESTMENT FUND SCHEME Read More »

It has been a long time coming. The road has been difficult and very rough. The obstacles were considerable. The end, however, is in sight and may prove very worthwhile. The SEC and Bank of America have almost reached the …

LESSONS FROM SEC v. BANK OF AMERICA Read More »