Month: January 2010

THIS WEEK IN SECURITIES LITIGATION (January 29, 2010)

Reform efforts continued this week with the introduction of a bill in the House of Representatives focused on the risk posed by large companies. The Galleon cases continued to move forward with the return of indictments against seven more individuals.

A CONTINUED FOCUS ON SHORT SELLING

Since at least the beginning of the market crisis when it took emergency actions, short selling has been a key focus for the Commission. Last year, it passed new regulations on short selling. The agency also filed its first naked

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