Year: 2009

With the internationalization of the markets, the SEC is increasingly required to seek the assistance of courts and regulators around the globe. This occurs in FCPA cases, as well as insider trading actions and other types of enforcement investigations and …

The SEC Wins An Appeal In A UK Court Read More »

Mary Schapiro was sworn in as the new SEC Chairwoman. Ms. Schapiro has previously served as the CEO of the Financial Industry Regulatory Authority, the Chairwoman of the CFTC and as an SEC Commissioner. Ms. Schapiro assumes the position of …

The Commission’s New Chairwoman And The Madoff Scandal Read More »