Year: 2009

The FINRA-NYSE Regulation market supervision program established last August to help weed out insider trading seems to be working. In cooperation with the two SROs, the SEC filed three separate insider trading cases in three courts naming eleven defendants. The …

EFFECTIVELY MONITORING THE MARKETS FOR INSIDER TRADING Read More »

The question of what pleading standards apply to Dura loss causation begins with an analysis of the Supreme Court’s opinion. Dura resolved a split in the circuits about whether loss causation is a required element of a cause of action …

PART II: PLEADING REQUIREMENTS UNDER DURA — THE DECISION Read More »