Year: 2009

Financial fraud has long been an enforcement priority. Last year was no exception. The commission brought a significant number of financial fraud cases. Key trends to consider in this area are: 1) An increasing number of these cases have international …

Part VI: SEC Enforcement Trends, 2009 — Financial Fraud Read More »

The action brought by New York Attorney General Andrew Cuomo against J. Ezra Merkin and Gabriel Capital Corporation provides a window into how Bernard Madoff created and operated the largest Ponzi scheme in history. The People of the State of …

A Window Into How Madoff Succeeded Read More »