Year: 2009

Typically, the SEC settles most of its insider trading cases. Last year was no exception. Two high profile cases illustrate the point: the News Corp/Dow Jones case and the Guttenberg case, viewed by many as the most significant insider trading …

Part V: SEC Enforcement Trends, 2009 — Insider Trading (continued) Read More »

Insider trading has long been a high priority of SEC enforcement. Last year, the number of insider trading cases brought by the agency increased by about 25%, according to SEC statistics. Beyond the statistics, the emphasis on insider trading is …

Part IV: SEC Enforcement Trends, 2009: Insider Trading Read More »