Year: 2009

The Seventh Circuit ruled on two important questions regarding SEC enforcement actions in SEC v. Koenig, Case No. 08-1373 (7th Cir. Decided Feb. 26, 2009). The first concerned the time period under which the SEC must commence suit under the …

The Statute Of Limitations And Financial Penalties In SEC Enforcement Actions Read More »

The market crisis continues to send stock prices to new lows. It is also unraveling fraudulent investment operations and schemes at a record pace. In recent weeks, the SEC has brought a stream of cases against Ponzi schemes and other …

The Market Crisis Continues To Spawn Financial Fraud Cases Read More »