Year: 2009

THIS WEEK IN SECURITIES LITIGATION (December 18, 2009)

While lawmakers on Capital Hill continued to struggle with financial reform, prosecutors lost two key criminal option backdating cases, as the SEC worked through an inventory of old cases. In the Broadcom criminal option backdating cases, the court took the

DOJ CONTINUES TO FOCUS ON FCPA ENFORCEMENT

DOJ continued to focus on FCPA enforcement, bringing a second case yesterday involving bribes paid to Panamanian officials to secure business for a Virginia company. This case was brought against John Warwick, the president of Ports Engineering Consultants Corporation, as

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