Year: 2009

MORE INSDIER TRADING CASES BUILT ON WIRE TAPS

The USAO in New York continues to unfold the results of its blockbuster insider trading investigation with an assist from the SEC. Overall, eight new defendants were charged, with five others having pleaded guilty. Three new criminal cases were brought,

ARE MONITARY PAYMENTS SUFFICIENT TO PREVENT A REPETITION?

The Commission brought two more actions in a series of civil and criminal cases arising out of the payments made by a brokerage firm to obtain municipal bond underwriting and interest rate swap agreement business in Jefferson County, Alabama. The

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