Year: 2009

THIS WEEK IN SECURITIES LITIGATION (October 9, 2009)

The new Supreme Court term opened this week with a slate of important business cases. SEC enforcement continued its aggressive posture in insider trading cases, appealing one high profile loss and filing a settled case. The industry-wide inquiry into fraudulent

APPEALING CUBAN: AGGRESSIVE INSIDER TRADING ENFORCMENT

The SEC appealed from the decision dismissing its insider trading case against Mark Cuban. SEC v. Cuban, No. 08-2050 (N.D. Tex. July 17, 2009). Previously, the Commission rejected an opportunity to amend its complaint. The decision to appeal Cuban is

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