Congress continued to consider financial market reform this week with additional testimony from SEC Chairman Schapiro and others. SEC enforcement filed a settled administrative proceeding based on claimed violations of Regulation FD, an insider trading action, and a settled case …

THIS WEEK IN SECURITIES LITIGATION (September 25, 2009) Read More »

Much has been written about the rejuvenation of SEC enforcement. No doubt much more will be written in the future. Perhaps the insider trading case filed Wednesday is a harbinger of good things to come for SEC Enforcement. SEC v. …

A QUICK AND EFFECTIVE SEC ENFORCEMENT EFFORT Read More »